| Company profile: |
KCG Securities Asia Limited ("KCG Securities") is a participant of The Hong Kong Stock Exchange (HKEx) and a licensed corporation under the Hong Kong Securities & Futures Commission (SFC).
KCG has been granted the licenses of Type 1 Securities Dealing, Type 4 Advising on Securities, Type 6 Advising on Corporate Finance & Type 9 Asset Management.
In order to provide our professional financial services to our customers in Securities Trading, Securities Margin Trading, Research on Equities, Advising on Corporate Finance, being a Financial Advisor, Asset Management and other professional financial services, KCG is experienced to provide the most qualified and satisfied professional financial services. KCG also has plentiful and solid business connections & resources in china.
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| Corporate structure: |
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| Managment: |
PANG, Keng Chan, Managing Director of the firm. Since 2001, Mr Pang has engaged in Hong Kong and PRC dealing in corporate finance and securities trading business for more than fourteen years. Mr Pang had served a leading PRC securities firm as a Managing Director.
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| Corporate Finance: |
KCG Securities Asia has established over the year enviable acclaim in the financial services business has expanded steadily and its services encompass financial consulting, mergers and acquisitions, underwriting rights issues, and more. It has propelled mainland Chinese enterprises on to the path of globalization and has attracted international funds into China.
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| Post IPO Services: |
It is only the first step for private companies to go public. It is the availability of equity financing that makes the listing status to be attracting.
KCG Securities Asia gives valuable advices to our clients on restructuring, mergers and acquisitions to foster their growth
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| Underwriting: |
| Company |
Nature |
KCG's role |
No. of shares issued
(million) |
Funds Raised
(HK$ million) |
| Oriental Entertainment |
HK Stock |
Underwriter |
75 |
67.5 |
| Mudan Automobile |
H Share |
Underwriter |
77 |
87.0 |
| Ocean Grand Chemicals |
HK Stock |
Co-Manager |
118.9 |
55.0 |
| Goldigit |
HK Stock |
Sub-Underwriter |
425 |
212.5 |
| Netel |
HK Stock |
Sub-Underwriter |
45.6 |
45.6 |
| Kan Han |
HK Stock |
Sub-Underwriter |
120 |
39.6 |
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| Placing: |
| Company |
KCG's role |
No. of shares issued (million) |
| Shenzhen High Technology |
Sub-Underwriter |
750 |
| E-LIFE International Holdings Limited |
Placing-Agent |
744 |
| Fourseas.com Limited |
Sub-Underwriter |
600 |
| South China Information |
Sub-Underwriter |
500 |
| CATIC International |
Sub-Underwriter |
600 |
| Guorun Holdings Limited |
Sub-Underwriter |
100 |
| Asia Resources |
Placing-Agent |
248 |
| Zida Computer |
Placing-Agent |
16 |
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Financial Advisory: |
| Company |
KCG's role |
Type of Transaction |
| E-Life International |
Financial Adviser |
Acquisition of Controlling stake |
| Shanghai Century |
Independent Financial Adviser |
Conditional Mandatory General Offer
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| E-Life International |
Financial Advisor |
Discloseble Transaction |
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